-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SrOtk1ht1Prhqf4Xg2ywEEvcMi3CMV+RHVRFKxKrJkQ0K4yTDCNmf1kT+uDzHoLq 90GZw+QiI2xn9nyreAndNA== 0000897485-01-000035.txt : 20010212 0000897485-01-000035.hdr.sgml : 20010212 ACCESSION NUMBER: 0000897485-01-000035 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHATTEM INC CENTRAL INDEX KEY: 0000019520 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 620156300 STATE OF INCORPORATION: TN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-14545 FILM NUMBER: 1529742 BUSINESS ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 BUSINESS PHONE: 4238214571 MAIL ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 FORMER COMPANY: FORMER CONFORMED NAME: CHATTEM DRUG & CHEMICAL CO DATE OF NAME CHANGE: 19790111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG PETER R CENTRAL INDEX KEY: 0000897485 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SPEAR LEEDS & KELLOGG STREET 2: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 2124337070 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: C/O SPEAR LEEDS & KELLOGG CITY: NEW YORK STATE: NY ZIP: 10271 SC 13G 1 0001.txt CUSIP No. 162456107 13G Page 3 of 3 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Chattem, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 162456107 (CUSIP Number) December 31, 2000 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) X Rule 13d-1(c) Rule 13d-1(d) _________________________________________________________________ 1. NAME OF REPORTING PERSON Peter R. Kellogg S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON _________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) X _________________________________________________________________ 3. SEC USE ONLY _________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA _________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER NUMBER OF SHARES SHARES ______________1,387,000_________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY ___________ 0 __________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING ______________1,387,000__ ______________________ PERSON WITH 8. SHARED DISPOSITIVE POWER __________________________ 0 ______________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON ________________________1,387,000______________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES _________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.075% _________________________________________________________________ 12. TYPE OF REPORTING PERSON IN _________________________________________________________________ Item 1. Item 1(a): Name of Issuer: Chattem, Inc. Item 1(b): Address of Issuer's Principal Executive Offices: 1715 W 38th Street Chattanooga, TN 37409 Item 2. Item 2(a): Name of Person Filing: Peter R. Kellogg Item 2(b): Address of Principal Business Office or, if None, Residence: 120 Broadway New York, New York 10274 Item 2(c): Citizenship: USA Item 2(d): Title of Class of Securities: Common Stock Item 2(e): CUSIP Number: 162456107 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under Section 15 of the Exchange Act, (b) Bank as defined in Section 3(a)(6) of the Exchange Act, (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E), (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) A parent holding Company, or control person in accordance with Rule 13d-1(b)(ii)(G), (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) Group, in accordance with Rule 13d-1(b)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box. Item 4. Ownership: (a) Amount Beneficially Owned: 1,387,000 (b) Percent of Class: 15.075% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,387,000 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition Of: 1,387,000 (iv) Shared power to dispose or to direct the Disposition of: 0 Item 5.Ownership of Five Percent or Less of a Class. N/A Item 6.Ownership of More Than Five Percent on Behalf of Another Person. N/A Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8.Identification and Classification of Members of the Group. N/A Item 9.Notice of Dissolution of Group: N/A Item 10. Certification. By signing below, I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. February 9, 2001 Peter R. Kellogg Date Peter R. Kellogg -----END PRIVACY-ENHANCED MESSAGE-----